the consideration of whether the defendant is guilty is under the DSI’s investigation, the public attorney’s prosecution, and the court’s jurisdiction, respectively.  

services dishonestly. Both persons were working at Bangkok Bank Public Company Limited (BBL) at the time of their misconduct.In the case of {A}, BBL's inspection report and the SEC's further investigation

According to a referral from the Stock Exchange of Thailand (SET) and SEC’s further investigation, it was found that during December 2017 – February 2018, Chantip, by virtue of her position as

Exchange of Thailand (SET) and the SEC's further investigation, Sarath, TOG Vice President, Business Planning and Finance, had access to the information that the net profit of the company had increased

Following a TMB report on clients’ complaints and SEC’s further investigation, it was found that during 27 July 2015 – 5 June 2017 Nuchanart (1) withdrew money from her clients’ bank accounts

position of securities issuing companies and listed company.  According to the referral from the Stock Exchange of Thailand (SET) and the SEC's further investigation, during 22 May 2014 - 30 June 2014, the

According to an inspection report submitted by Maybank Kim Eng and a complaint from a client and the SEC’s further investigation, it was found that during August 2011 – October 2018, {A} sent trading

Renaissance Fund Management LTD. This case is in the process of investigation by the inquiry official. SEC Act S.97 Criminal Complaint Filed with an Inquiry Official Dated 01/11/2023

Renaissance Fund Management LTD. This case is in the process of investigation by the inquiry official. SEC Act S.section 105 Criminal Complaint Filed with an Inquiry Official Dated 01/11/2023