SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the investment management system. This includes providing a communication channel that facilitates notifying and clarifying information to clients in case of major changes to service provision.“After continuous monitoring and coordinating with the business operators, we have found that they have implemen...
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KIATNAKIN PHATRA ASSET MANAGEMENT COMPANY LIMITED|Foreign Investment Fund : FIF,Specific Fund | Offering Date : 25/06/2008 - 03/07/2008
KRUNG THAI ASSET MANAGEMENT PUBLIC COMPANY LIMITED|Feeder Fund | Offering Date : 13/10/2011 - 25/10/2011
KRUNG THAI ASSET MANAGEMENT PUBLIC COMPANY LIMITED|Feeder Fund ,Retirement Mutual Fund : RMF | Offering Date : 12/12/2012 - 25/12/2012
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED|Retirement Mutual Fund : RMF | Offering Date : 30/08/2013 - 30/08/2013
KIATNAKIN PHATRA ASSET MANAGEMENT COMPANY LIMITED|Foreign Investment Fund : FIF,Specific Fund | Offering Date : 28/03/2008 - 03/04/2008
BBL ASSET MANAGEMENT COMPANY LIMITED| | Offering Date : 21/03/2023 - 28/03/2023
Facebook page BOND : Unlicensed securities and derivatives business (Disclosure Date : 17/05/2022)