’ assets and strict supervision on asset separation. The private fund operators can self-custody for its assets under management without applying for the approval of being custodian. Such a move will
a Risk-Management Framework Motivation • It is important for an income earner to set a self-discipline saving rate in her financial plan so that the long-term objective is not compromised by myopic
strategies for the development and promotion of duties and self-discipline within securities companies – a critical responsibility for everyone, including the board and management, customer service, risk
been made with ho nest belief and reasonable ground that it is for the best interest of the company; (2) decision has been made in reliance of information honestly believed to be sufficient; and (3
E_1 Legal_FA_2015_12_29-c A CorpL4.1hig A Executive Summary of Management Discussion and Analysis 1 For the Year Ending December 31, 2019 Thai economy in 2019 showed decelerating growth at 2.4
SEC has revised regulations regarding outsourcing, to provide more opportunities for business operators, such as, securities business providers, asset management companies, and derivatives business
With this manual as guidance, it is expected that the business operators will accordingly review their risk management policies and procedures and report the results to the SEC as part of their
management for broader service coverage to effectively meet the increased needs of customers. We installed self-service machines with various languages available for greater convenience of our foreign clients
DISCLOSURES (TCFD) IMPLEMENTATION TRUE BECAME AN OFFICIAL TCFD SUPPORTER IN JULY 2021 1/16 COMPANIES IN THAILAND BENEFITS: PREVENT & REDUCE BUSINESS RISK CREATE OPPORTUNITIES SELF-ASSESSMENT
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