Bangkok, February 4, 2013 - The SEC suspended two capital market investment consultants, namely, {B} and {C}, as well as, two securities investment consultants, namely, {A} and {D} (formerly {F}), of
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The SEC?s inspection found that clients of brokers in Had Yai had used non-financial institution loans for purchasing stocks, therefore required all brokers to closely monitor abnormal activities as
The Securities and Exchange Commission (SEC), in collaboration with the Investment Banking Club and the Stock Exchange of Thailand (SET), organized a seminar titled “Enhancing IPO Standards: Key
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