SEC Search

Bangkok, May 15, 2015 ?The SEC is seeking public comment on revisions of rules for securities and derivatives business operators in the areas of fiduciary duties, organization structure, operating

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5920

SEC files a criminal complaint with ECD against an unlicensed securities business operator

Based on information provided by a whistleblower and the SEC’s further investigation, it has been revealed that Morakot has displayed behaviors indicative of conducting securities business in the capacities of an investment consultant and private fund manager without obtaining the necessary license. In this context, he sought public engagement regarding the value of securities and the suitability of investments associated with securities, as well as the management of individuals' investme...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10478

SEC Thailand’s public hearing on draft regulations on the business governance of digital asset business operator

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=951

Investor Alert : Application "Crypto.com | Defi Wallet" or https://xau.mariarise.pro (impersonates "Crypto.com", a foreign business operator)

Application "Crypto.com | Defi Wallet" or https://xau.mariarise.pro (impersonates "Crypto.com", a foreign business operator) : Unlicensed digital asset business (Disclosure Date : 09/11/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=2622&CaseYY=2567

SEC reveals one more digital asset business operator requesting to operate as digital asset exchange, in line with transitional provisions

public to be cautious when being asked to trade digital assets. The public should examine whether the operator is on the list of SEC’s digital asset business applicants. SEC reiterates that SEC has not

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8536

Investor Alert : zipmeix.com Website : www.zipmeix.com (assuming the appearance of licensed business operator by using the name of ZIPMEX COMPANY LIMITED.)

zipmeix.com Website : www.zipmeix.com (assuming the appearance of licensed business operator by using the name of ZIPMEX COMPANY LIMITED.) : Unlicensed digital asset business (Disclosure Date : 11/04

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=022&CaseYY=2565

Investor Alert : www.satongcarp.myshopify.com (assuming the appearance of licensed business operator by using the name of SATANG CORPORATION COMPANY LIMITED.)

www.satongcarp.myshopify.com (assuming the appearance of licensed business operator by using the name of SATANG CORPORATION COMPANY LIMITED.) : Unlicensed digital asset business (Disclosure Date : 12

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=029&CaseYY=2566

Investor Alert : https://zipmex.baadz.com(assuming the appearance of licensed business operator by using the name of ZIPMEX COMPANY LIMITED.)

https://zipmex.baadz.com(assuming the appearance of licensed business operator by using the name of ZIPMEX COMPANY LIMITED.) : Unlicensed digital asset business (Disclosure Date : 08/05/2023)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=039&CaseYY=2566

Investor Alert : https://zimpex.quest/ (assuming the appearance of licensed business operator by using the name of ZIPMEX COMPANY LIMITED.)

https://zimpex.quest/ (assuming the appearance of licensed business operator by using the name of ZIPMEX COMPANY LIMITED.) : Unlicensed digital asset business (Disclosure Date : 18/11/2022)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=314&CaseYY=2565

Investor Alert : zeipmex.lol https://zeipmex.lol/ (assuming the appearance of licensed business operator by using the name of ZIPMEX COMPANY LIMITED.)

zeipmex.lol https://zeipmex.lol/ (assuming the appearance of licensed business operator by using the name of ZIPMEX COMPANY LIMITED.) : Unlicensed digital asset business (Disclosure Date : 18/11/2022)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=315&CaseYY=2565