Bangkok, September 11, 2014 ? The SEC is seeking public comment on proposed compilation of rules on customer contact and service for securities and derivatives business operators where certain

Bangkok, February 27, 2014 ? The SEC is seeking public comment on draft compilation of rules governing providers of investment services in foreign currency denominated securities and derivatives. The

system and personnel. The proposed revision is to introduce a compilation of rules, at present, stipulated in a number of regulations; for instance, rules and conditions concerning business undertaking and

(Banana) ซึ่งเป็นบริษัทย่อยของบริษัท คอมเซเว่น จำกัด (มหาชน) เพื่อนำเงินไปชำระหนี้สถาบันการเงิน และลงทุนโครงการที่อยู่ระหว่างดำเนินการ โดยการขายหุ้นดังกล่าวเป็นรายการจำหน่ายสินทรัพย์ขนาดใหญ่จึงต้องได้รับ

rules across all types of personnel and compile existing rules into a single notification for ease-of-use. The compilation of rules into single notification elaborates all related guidelines of capital

securities and derivatives business operators. The revisions will provide a compilation of rules presently specified in a number of notifications for more clarity and appropriateness. According to the proposed

ordered him to pay a minimum fine of 500,000 baht.The SEC appreciated the assistance of The Securities Commission Malaysia in compilation of facts and evidence, which contributed to the successful handling

Limited, Ms. Nuallaong Srichumpol, Managing Director of Banana Cake Company Limited, Mr. Thanawich Tonkanya, Managing Director of Horganice Company Limited, as representatives of SME/startup

of 2019, KBank continued to prioritize upgrades of our capability in data compilation and analytics. This will allow us to understand and anticipate each individual customer’s needs under the “Segment

on Standard Conduct of Business with respect to communication with and providing services to clients in the following matters: (1) compilation and assessment of client information shall comply with the