Reporting Person : - | Type of securities : - | Date of reporting obligation : 08/07/2003
Reporting Person : - | Type of securities : - | Date of reporting obligation : 19/09/2007
Management Name : Mr KOH BAN HENG | Type of securities : Common share | Methods of Acquisition / Disposition : Buy | Transaction Date : 16/11/2015
Management Name : Mr KOH BAN HENG | Type of securities : Common share | Methods of Acquisition / Disposition : Sell | Transaction Date : 16/05/2016
transportation, the SEC requests intermediaries’ cooperation in considering virtual operation or the work-from-home routine during the said period.
consultant for three months, which is counted as part of the five-year ban, SEC shall continue to ban her from re-entering the industry for another four years and nine months, starting from 15 January 2020
(Thailand) Plc. Earlier, the SEC found in a routine inspection of Maybank Kim Eng Securities (Thailand) Plc., that {A} had been authorized by his clients to make securities trading decisions on the clients
) Plc., for not recording the securities trading orders and inappropriate submission of trading order form (F8). From a routine inspection of UOB Kay Hian Securities (Thailand) Plc, the SEC found that {A
routine inspection of Kasikorn Securities Plc, the SEC found that {A} did not record a number of derivatives trading orders from a client. {A} admitted that she received the client's derivatives trading