) ส่วนที่ 5 บริษัทต้องจัดให้มีแผนรองรับการดำเนินธุรกิจอย่างต่อเนื่อง (Business continuity planning) (6) ส่วนที่ 6 การติดต่อสื่อสารกับผู้เกี่ยวข้อง (Communication) (7
Bangkok, April 12, 2016 ? The SEC is seeking public comments on a draft amendment to the rules governing intermediaries? business continuity management (BCM) and service outsourcing to enhance their
operators to deal with Covid-19 situation. All of them confirm the readiness to provide services related to securities trading continuously and have business continuity plans in case of emergency. In
: underline;">ที่ ธ.(ว) 2/2552 เรื่อง การขอความร่วมมือในการตอบแบบสอบถามเรื่อง Business Continuity Management (BCM)ตามที่สำนักงานได้ออก
Facebook Page ชื่อ Retirement financial planning : Unlicensed securities and derivatives business (Disclosure Date : 05/07/2024)
: - have robust checks and balances mechanisms in place in every critical business system; - have effective business continuity management and plans; - have a customer onboarding and Know Your Customer
initiated. This project encourages both existing and new business operators to provide more integrated financial advice and planning (wealth advice) service to general investors with investable assets not
Company Profile - PTT OIL AND RETAIL BUSINESS PUBLIC COMPANY LIMITED สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 21 September 2023 20:15 Company Profile PTT OIL AND RETAIL
SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the
financial advisory or planning services have been provided only to high-net-worth invertors. SEC then initiates the Wealth Advice for All project with the goal to encourage the business operators in the