Bangkok, May 10, 2011 ? The SEC is inviting the investing public to visit SEC Investment Mart at Money Expo 2011 which will run from May 12 to 15. SEC highlights include the latest investment trends
primary market offerings and secondary market trading. To achieve this, the SEC is reducing the NC requirements imposed on digital asset businesses for risks associated with asset custody (custody risk
liquidity risk management and liquidity management tools is available at https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=704 . Stakeholders and interested parties are welcome to give comments and
With this manual as guidance, it is expected that the business operators will accordingly review their risk management policies and procedures and report the results to the SEC as part of their
the SEC and the exploration of applying these guidelines to enhance the OIC’s technology risk control supervision over regulated business operators. The event took place on 26 June 2024 at the SEC
In her opening remarks at the online seminar on 25 November 2020, Ruenvadee Suwanmongkol, Secretary-General of SEC, stated: “The aims of the online seminar are (1) to help listed companies gain a
SEC has proposed additional risk management tools that asset management companies are able to select and use when dealing with events or factors causing investors to panic-sell or redeem their
While all securities companies were required to have paid-up registered capital at the same amount of 100 million baht, the new rules require that applicants and licensees of all types of
costs therefrom. SEC has published relevant documents regarding public hearing at www.sec.or.th/hearing. Any interested parties can submit their comments and concerns via the website
prudent risk management scheme in preparation for internal and external challenges, said SEC Secretary-General Thirachai Phuvanatnaranubala in his speech at Thailand Smart Money 2010-2011 today.The US