Earlier, the SEC received tips from the concerned public and stakeholders that unlicensed digital asset business operators, both local and foreign, were soliciting investments and services to the public at a financial technology exhibition held at a shopping center. The SEC thus conducted an on-site investigation to collect evidence. Today, the SEC and the ECD inspected the exhibition booths at the fintech expo and found a number of business operators who may be liable to undertaking securities...

operator.  Noted: Filing a criminal complaint is the commencement of the criminal process. Under the Criminal Procedure Code, after receiving the complaint, the inquiry officer will investigate the case

. From the raid, documents concerning solicitations for securities trading and clients? profiles were found at the site. As a result, the SEC will further investigate into documents as well as interview

The SEC is also working with the DSI in accordance with the bilateral Memorandum of Understanding for Cooperation to investigate EARTH’s suspicious acquisition of the legal rights over coal mines in

Bitcoins worth approximately 797 million baht. SEC is working closely with the enforcement personnel to investigate further details and examine whether there is any violation of laws governing securities

under the power given by the SEC Act. If other relevant state agencies with power and duty decide to further investigate this particular case, we would fully accommodate,? he added.

business, to Economic Crime Division (ECD) to further investigate on the two alleged persons. The SEC urges investors suffered damage from investing with the company inform ECD about the matter at 0-2237

the total amount of 6,800 million baht. Consequently, the SEC ordered those brokers to investigate into this matter including impose penalty on staff involving with such loans as well as report the

In mid-2021, the DSI requested that the SEC further investigate the facts and evidence in a case where the SEC had filed a criminal complaint,* due to suspicious circumstances suggesting that IEC

www.sec.or.th/scamalert  or email: scamalert@sec.or.th. The SEC will verify and further investigate all submitted cases promptly and notify relevant authorities to remove fraudulent contents or channels used for