prepare the most recent annual and quarterly financial statements as required under the existing regulations. To eliminate the said obstacle, the SEC proposed to relax securities offering rule to allow the
prepare the most recent annual and quarterly financial statements as required under the existing regulations.? To eliminate the said obstacle, the SEC proposed to relax securities offering rule to allow the
October 8, 2004 for consideration. Mr. Thirachai Phuvanatnaranubala, SEC Secretary-General, said that ?The SEC will conduct a full-scale investigation into this matter thoroughly. Please be assured that
office of the securities companies directly to be assured of legitimate services, accurate documentation and prevention of client asset interference.
public their list of 127 senior securities analysts who will represent brokerage houses in providing securities analysis or information to the public via media. Please be assured that these senior level
burden to investors, which could develop into an obstacle for accessing investment services and products in the capital market. SEC therefore is proposing the regulations on the use of a single form for
cooperation among the four agencies will help clarify news and rumor to the public more efficiently and promptly. This is because we can contact the right agency and the right person. Please be assured that
capital market linkages aims to lessen obstacle and increase efficiency for law enforcement where regulations applicable to foreign company approved by the SEC to offer for sale of newly issued securities
information and make cautious investment decisions.?Investors can be assured that all market authorities are keeping a close eye on the situations and are ready to impose special measures if necessary,? said
operation may commence only after the SEC has inspected and is assured of such operational readiness.2.Appointment of selling agents2.1 The appointee must be a legal entity having experience in gold trading