product. This new regulation allows service providers to use the single form with investors of any products while reducing investors’ burden of filling in repetitive information when opening a new
client, client suitability, information disclosure, and clear and fair contract rules are all required. This is to assure that all derivatives fund managers will have the same minimum standards in
different intermediaries. Such repetitive filing causes inconvenience and higher cost of accessing different capital market services from different intermediaries. This current practice may also affect the
assure that all respective systems and capital market service providers, including Thailand Securities Depository Co., Ltd. (TSD), securities firms, asset management companies and derivatives agents
Presently, the digital asset business operators are required to hold shareholders’ equity as a minimum capital requirement to assure their sufficient capital for continuous business operations
to assure that market participants and investors will have proper adjustment period. Not only will CIS be a new investment alternative for those interested in overseas investment, the SEC also expects
Phuvanatnaranubala, SEC Secretary-General, revealed that ?The SEC has urged all FA to conduct due diligence rigorously on companies? information disclosure so as to assure the two main aspects: sufficiency of internal
the clarifications above will create a better understanding of the cases and assure the investing public of the SEC?s integrity, fairness and transparency in developing and supervising the capital
well as business nature. PwC Thailand is pleased to collaborate with the SEC to organize this event to share and exchange views among participants. The collaboration will help assure all stakeholders
demonstrating our cont inued commitment, the Company has agreed to a further 90-day lock-up of the units of JASIF, to assure investors that no additional supply of the Units w ill be released by the Company into