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According to referrals from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, there were facts and evidence leading to believe that the actions of the three persons above were liable to be offenses related to insider trading that caused the rise of the CHG share price. The inside information that Dr. Kumpol became aware of or possessed was CHG’s operating results for the third quarter of 2019, which recorded a significant increase in net earnings due to the income...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10276

SEC encouraged the shareholders of GSC to exercise their rights with respect to confirmation of granting financial assistance to ACAP

GSC had applied the proceeds from the offer of sale of ordinary shares to the public (IPO) and its revolving capital in a loan to ACAP, its major shareholder (64%) for a short term at the interest rate of 2% per annum as follows: 1. A loan by the disbursement of advance payments in the amount of THB 80 million, whereby GSC has received the principal repayment and will collect payment of interest, and 2. investing in five short-term promissory notes (P/N) of ACAP, for a term of 60 days, or on de...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8203

SEC encouraged the shareholders of GSTEL to exercise their rights to consider the receipt of financial assistance from the Mahachai Group

GSTEL will propose to the shareholders’ meeting on 29 May 2019 to ratify the entering into a financial assistance agreement with Mahachai Steel Center Co., Ltd. and Mr. Nirum Ngamchamnanrith

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8196

SEC requests asset management companies render assistance to employees whose employers postpone or temporarily suspend PVD contribution due to COVID-19 impact

To render assistance and alleviate the impact of the COVID-19 situation on employees and employers, SEC, with AIMC’s suggestion, has proposed for the Ministry of Finance to consider granting a

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8120

บุคคลหรือนิติบุคคลที่มิใช่ผู้ประกอบธุรกิจภายใต้การกำกับดูแลของ ก.ล.ต. : Facebook Page ชื่อ Elderly Assistance Fund

Facebook Page ชื่อ Elderly Assistance Fund - ยังไม่ได้รับใบอนุญาตธุรกิจหลักทรัพย์/สัญญาซื้อขายล่วงหน้า (วันที่เปิดเผยข้อมูล : 07/08/2567)

http://market.sec.or.th/public/idisc/th/Viewmore/invalert-det?CaseID='1362&CaseYY=2567

SEC amends regulations on the initial coin offering of investment token, digital asset custodial wallet provider, and other provisions related to digital asset business operations

wallet provider, and other rules related to the digital asset business operations. The main objectives of the proposed amendments were to build an adequate and appropriate investor protection mechanisms in

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10470

การทบทวนหลักการกำกับดูแลผู้ให้บริการกระเป๋าสินทรัพย์ดิจิทัล ที่รับฝากสินทรัพย์ดิจิทัล (DA custodial wallet provider)

ยกเว้นให้ผู้ออกและเก็บรักษา DA ให้กับลูกค้า ไม่ถือเป็น DA custodian

https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=860

ร่างประกาศเกี่ยวกับการทบทวนหลักการกำกับดูแลผู้ให้บริการกระเป๋าสินทรัพย์ดิจิทัลที่รับฝากสินทรัพย์ดิจิทัล (DA custodial wallet provider)

เพิ่มเติมข้อยกเว้นให้ผู้ออก DA สามารถเก็บรักษา DA ที่ตนออกได้

https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=916

SEC proposes to specify “digital asset custodial wallet provider” as a new digital asset business and to introduce measures to prevent misuse of digital assets as a tool to commit crime

custodial wallet provider” as a new digital asset business under the Emergency Decree on Digital Asset Businesses B.E. 2561 (2018) whereby an application for a license would be required to be submitted to

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8771