The rules on margin lending (margin account) which have been in effect since 1997 permit SC to lend money to its customer only for the purpose of purchasing listed securities on a condition that the customer must place cash or listed securities as initial margin with securities company . However, bonds or investment units are not permitted to be place with securities company as collateral to increase purchasing power. SEC therefore proposes the inclusion of additional securities classes for...
. The SEC is therefore conducting a public hearing on the proposed amendments. The major changes to be introduced are as follows: (1) Specifying the process of SEC Office in assessing whether the
related risks and opportunities the organization has identified over the short, medium, and long term. C2.1a, C2.3, C2.3a, C2.4, C2.4a a) Describe the organization’s processes for identifying and assessing
to ensure its completeness and correctness. Therefore, the SEC considered extending the submission period of the revised financial statements for HTX to be by January 21, 2005.
of Thailand’s Capital Market”Research Direction: “Sustainable Investing in Thailand: Patterns and Preferences”Research Presentation and Discussion: “Assessing the Impact of One Report Regulation on
notes, Thai government debt instruments, other debt instruments and ordinary shares; 2) the guideline for assessing liquidity for fund investment overseas be updated and 3) the scope of application of
assessing clients’ information; (3) Post-trading service providers, i.e., securities clearing house, securities depository centre, securities registrar, and the newly added derivatives clearing house; (4
Thai capital market. SEC Senior Assistant Secretary-General Pravej Ongartsittigul said: ?The public has shown a strong interest in the concept of infrastructure fund. Extending the hearing period
matters for consideration as follows: (1) Extending the maturity period for bond redemption by additional two years, with the new maturity date set for 15 February 2027; 2) Increasing the interest