at the joint press conference with the CCIB after the raid and arrest of the suspects on the same day: “This collaboration will enhance the effectiveness of law enforcement in prosecuting and
This public hearing proposes to revise the qualifications for private funds under the definition of “Institutional Investor.” The proposal would allow private funds to be recognized as institutional investors without requiring to assess the qualifications of the underlying clients for investor classification purposes*. This approach is based on the fact that private funds are managed by licensed securities business operators in the category of private fund management – professionals who po...
order; however, the alleged offender has evaded the arrest and has been pursued for case proceedings. SEC Act S.301 Criminal Complaint Filed with an Inquiry Official Dated 09/03/2004
; however, attempt to arrest the alleged offender failed. SEC Act S.301 Criminal Complaint Filed with an Inquiry Official Dated 05/04/2005
arrest the offender failed and the statute of limitations ran out. SEC Act S.303 Criminal Complaint Filed with an Inquiry Official Dated 29/12/2011
Mr. Todsapon Buachaiyo Mr. Todsapon Buachaiyo failed to comply with the competent officer's order. The public prosecutor issued a prosecution order; however, attempt to arrest the juristic
ประกาศสำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ ที่ สธ. 38/2559 เรื่อง การ
ประกาศสำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ ที่ สธ. 9/2539 เรื่อง วัน
. CJB Asia Co., Ltd., and Desktop Marketing Co.,Ltd. violated Section 301. The public prosecutor issued a prosecution order; however, the alleged offender has evaded the arrest and has been pursued for
; however, attempt to arrest the alleged offender failed. SEC Act S.90 Criminal Complaint Filed with an Inquiry Official Dated 05/04/2005