SEC plans to issue additional requirements relating to the structure of the Board of Directors and Management of IPO companies and listed companies to the current regulations on the check and balance system (for example, independent directors and audit committee members) that will enhance the image and create confidence for the Thai capital markets.  In addition, this approach is in line with the principles of corporate governance (CG), which has been adopted since 2002 by most IPO companies...

order; however, the alleged offender has evaded the arrest and has been pursued for case proceedings. SEC Act S.301 Criminal Complaint Filed with an Inquiry Official Dated 09/03/2004

; however, attempt to arrest the alleged offender failed. SEC Act S.301 Criminal Complaint Filed with an Inquiry Official Dated 05/04/2005

arrest the offender failed and the statute of limitations ran out. SEC Act S.303 Criminal Complaint Filed with an Inquiry Official Dated 29/12/2011

Mr. Todsapon Buachaiyo Mr. Todsapon Buachaiyo failed to comply with the competent officer's order. The public prosecutor issued a prosecution order; however, attempt to arrest the juristic

public prosecutor issued a prosecution order; however, attempt to arrest the juristic person representative failed and the statute of limitations ran out. SEC Act S.56 and 199 Criminal Complaint Filed

specified period. The public prosecutor issued a prosecution order; however, attempt to arrest the juristic person representatives failed and the statute of limitations ran out. SEC Act S.56(1) in

to the SEC and the SET within specified period. The public prosecutor issued a prosecution order; however, attempt to arrest the juristic person representatives failed and the statute of limitations

public prosecutor issued a prosecution order; however, attempt to arrest the juristic person representative failed and the statute of limitations. SEC Act S.56 and 199 Criminal Complaint Filed with an

including appropriate and sufficient personnel to be able to operate the securities brokerage business efficiently. The public prosecutor issued a prosecution order; however, attempt to arrest the juristic