wrongful gains, causing damage to International Engineering Public Company Limited (IEC) and arranged or allowed preparation of the company's accounting records to be inaccurate and inconsistent with

Mr. Saran Lertchareonwongsa Mr. Saran Lertchareonwongsa rendered assistance and support for Mr. Bhusana Premanode and Mr. Chanchai Khemvichien arranged or allowed preparation of International

, Wichai, as Chairman of the Board of Directors and both meetings, arranged for the election by means of cumulative voting despite knowing that such method was not allowed according to the company’s articles

. Later Mr. Sutin repaid Mr.Bhusana with the money received from the share sale. Mr. Saran arranged the documentation and the payment for Mr. Sutin. This case is in the process of inquiry by the special

specified in the notification. In this regard, Coins TH arranged a sales promotion activity encouraging customers to subscribe to its membership program and engage in trading activities on the same day to

to comply with the rules, conditions and procedures as specified in the notification. In this regard, Coins TH arranged a sales promotion activity encouraging customers to subscribe to its membership

/201712/17101199.pdf 6611pe.doc trading orders by themselves through an electronic system arranged by the intermediary at the temporary office. (2) in case of accepting trading orders of capital market

remuneration, tax penalty, and accounts receivable previously recorded as stock under consignment in 2011 and subsequently re-arranged to sale transactions in 2012. The SEC, therefore, has instructed TUCC to

decisions on the client?s behalf to avoid payment for the same-day purchases of securities. In another case, he arranged for a client cash transfer into a bank account of the company he works for through

subsequently re-arranged to sale transactions in 2012.The SEC, therefore, has instructed TUCC to cooperate with the auditor to supply all necessary information and evidence and to rectify the financial