on principles to laying out the framework of related rules to allow a business operator to apply for SEC’s approval and represent itself as wealth advisor to interested persons.Rules regarding

Bangkok, May 13, 2011 ? The SEC has put Akekajak Buahapakdee, a financial advisor supervisor of Capital Nomura Securities Plc., on probation for breaching his duties as financial advisor for initial

for approval as financial advisor supervisor for one year, starting from December 20, 2013.In this case, the company has withdrawn its application for the initial public offering.______________________  

Bangkok, March 2, 2015 The SEC suspended {X1} Company and its financial advisor supervisor, {A}, for deficiency performance in case of a company filing an application, registration statement and

Financial Advisor โปรดรอสักครู่... กลับไปค้นหาใหม่ รายชื่อ FA รายชื่อผู้ควบคุมการปฏิบัติงาน รายชื่อบริษัทที่ปรึกษาทางการเงินที่ได้รับความเห็นชอบจากสำนักงานคณะกรรมการ ก.ล.ต. List of Financial Advisor

Application BIBOX : Unlicensed digital asset business (Disclosure Date : 21/03/2023)

Application Vcex.io : Unlicensed digital asset business (Disclosure Date : 05/07/2022)

Application "DVSTPro" : Unlicensed securities and derivatives business (Disclosure Date : 03/10/2025)

Application "BNLite" : Unlicensed securities and derivatives business (Disclosure Date : 09/10/2025)

Application BEXTH : Unlicensed securities and derivatives business (Disclosure Date : 18/09/2025)