On 17 September 2021, the SEC sent a circular to all listed companies advising listed companies that invest or plan to invest in digital assets to exercise discretion in making decisions regarding such investment. This is to prevent material impacts on the companies’ financial position or operating results as digital asset investment is usually exposed to relatively high risk from price volatility. In addition, the SEC reiterates that listed companies should take action and consider various fact...
Apple Group Company Limited Apple Group Ltd. aided and abetted Mr. Sompong Witthayaraksan, former chairman of S.E.C. Auto Sales and Services Plc. (SECC) responsible for the operation of the company
Mr. Krit Eakmongkolkarn Mr. Krit Eakmongkolkarn, authorized directors of Apple Group Ltd. and QR Auto Ltd., aided and abetted Mr. Sompong Witthayaraksan, former chairman of S.E.C. Auto Sales and
? assets and using a client's trading account to trade securities for his own interest.Following Apple Wealth's inspection report related to clients? complaints against Sakkarin and the SEC's further
Bangkok, 24 October 2017 ? The SEC has revoked the approval for Mr. Pisist Phong-pheuag, then working for Apple Wealth Securities Public Company Limited, as a capital market investment consultant for
Bangkok, May 19, 2015 ? The SEC suspended {A}, a capital market investment consultant of Apple Wealth Securities PCL, for failure to keep complete record of the securities trading orders. The SEC
urges the private sector to exercise caution and refrain from using response letters in such manner.In any case, the SEC’s response letters to inquiries may contain facts that have changed or are specific
\kornwara.SECOA_DOMAIN\Documents\Apple\Notice\Holiday\holiday10_notice_special2556.doc
บังคับตั้งแต่วันที่ 1 กรกฎาคม พ.ศ. 2545 เป็นต้นไป ประกาศ ณ วันที่ 27 มิถุนายน พ.ศ. 2545 (นายประสาร ไตรรัตน์วรกุล) เลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ d:\apple\notice\donate4_1.doc