SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the investment management system. This includes providing a communication channel that facilitates notifying and clarifying information to clients in case of major changes to service provision.“After continuous monitoring and coordinating with the business operators, we have found that they have implemen...
significantly alter the returns and risks of the fund, for example, the calculation and announcement of asset value, unit value, subscription and redemption prices. The consultation paper can be
security of the computer server. In a case appeared that having operate or alter abnormally the parameter, it shall be improve and report instantly. [M] · Providing a service as necessary. In case of
responsibilities of the personnel in the computer division. o Providing a reserve personnel for the importance work for performing instead in of necessary case such as system administrator computer operator etc
direct sales market and alter its marketing budget in line with revenues from sales and focused more on online channels. The company has the distribution costs for the first six month in total of 229.1
director. The executive director is authorised to determine, alter the conditions and details regarding the issuance and offer of each types of debentures in each time; to undertake any further necessary
or add the agenda of such meeting; and/or to alter the record date as it is deemed appropriate and necessary under the scope of laws. Please be informed accordingly. Yours Sincerely, East Coast
alter or add the ordinary agenda of such meeting that has to be resolved by the 2019 Annual General Meeting of Shareholders; and/or to alter the record date as it is deemed appropriate and necessary under
Impact Figure 1 Climate-Related risks, opportunities, and financial impact Scenario analysis: a tool for forward-looking disclosure 33 • Explore alternatives that may significantly alter the basis for
plan to the Minister for acknowledgment every year and disclose the operating plan in a manner available for public access. In the case where it is appropriate or necessary, the SEC Office upon approval