who conspired to manipulate the ABC price (as detailed in SEC News No. 59/2018, dated 7 June 2018). Of this group, one offender has already signed a statement of consent and fully paid his civil penalty
Bangkok, 5 January 2018 ? The SEC has filed a criminal complaint against four former and current executives of K.C. Property Public Company Limited (KC) and three associates with the Department of Special Investigation (DSI) for jointly committing dishonest acts to misappropriate the money received from the sale of KC short-term bills of exchange (B/E) for their own interest or other persons?. The case also involves seeking unlawful gains and consenting to the omission of the B/E transaction rec...
Reporting Person : - | Type of securities : - | Date of reporting obligation : 18/12/2008
Reporting Person : - | Type of securities : - | Date of reporting obligation : 12/12/2003
Reporting Person : - | Type of securities : - | Date of reporting obligation : 15/12/2003
Reporting Person : - | Type of securities : - | Date of reporting obligation : 30/09/2008
of exchange of a company for private funds which did not analyze the ability to pay debt and did not ask for the consent of the client. SEC Act S.133 paragraph 2 Settlement Committee Meeting No. 3