seeking unfair benefits from investor by taking advantage of her duty performance. In addition, during May 2018, {A} failed to execute the client’s order to buy shares of a company and did not inform the
) seeking benefits from investors through her job position, (2) agreeing to trade securities or derivatives on her clients? behalf and (3) failing to perform duties or providing services honestly, as
bar from serving as a director and executive of securities issuing companies and listed companies for a specific period.* Since {A} refused to extinguish the case by agreeing to comply with civil
accounting standards, and disclosing such policies in the notes to the company’s accounts; c) agreeing the minimum scope of the audit as prescribed by applicable law and any further assurance that the company
begun, {A} could not execute the ATO order in time and decided to execute the order at the market price (MP) instead without notifying the client in advance. As a result, the client received less
individuals and juristic persons for purchasing and selling Millcon Steel Public Company Limited ("MILL") shares in the way of colluding by agreeing with others to purchase or sell MILL shares in
digital asset business operators. Essentially, the proposed amendment would allow digital asset fund managers to apply for a quota to execute foreign exchange transactions with financial institutions in
, procedures, means, timeframe and details in connection with the capital increase and waiver of right to subscribe the newly issued shares; (ii) negotiating, agreeing and executing in applications in relation
agreement to execute the transaction. After approval by the Company’s Board of Directors, with retroactive effect from 1 April 2017 until 11 May 2020. 2. Party and relationship. The Provincial Waterworks