persons shall not be in aggregation at a time greater than one third of the total sold units of a mutual fund. Such limitations on unitholding are to ensure that investment units are widely allocated to

meeting reached the following conclusions:  1.  The SEC re-emphasized that the mutual goal of all parties concerned is to develop and promote market efficiency and the compensation policy is only one of

are not subject to the SEC?s consideration. However, to help mediate dispute on the matters, the SEC will provide a forum for discussion among parties concerned. In seeking the solution, the SEC has

the principles of the proposed rules are reasonably in line with the views of practitioners, the SEC would like to invite all parties concerned to consider the consultative paper posted on the SEC?s

January 2018 2. The Concerned parties: The Seller: Unique Engineering and Construction Public Company Limited The Buyer: Suphankeeree Company Limited 3. Details of Connected Transaction: Suphankeeree

that “it is a policy of  SEC to seek public opinions and learn about problems and obstacles of the concerned parties in every sector of the capital market, including securities business operators and

/PB_Detail.aspx?SECID=582. To ensure appropriate guidelines and optimum benefits for all concerned, stakeholders and interested parties are welcome to submit comments and recommendations via the website or

objectives, directions and strategies take into consideration the interest of the public, investors, business operators, fundraisers, and all parties concerned,? added Mrs. Waratchya

.   Having considered that TSFC?s rehabilitation plan would benefit the company?s stakeholders, namely creditors, clients or other parties concerned, the CMSB resolved to allow the company to propose its

Earlier, the SEC received tips from the concerned public and stakeholders that unlicensed digital asset business operators, both local and foreign, were soliciting investments and services to the