persons shall not be in aggregation at a time greater than one third of the total sold units of a mutual fund. Such limitations on unitholding are to ensure that investment units are widely allocated to
standards and assured by SEC-approved auditor.The consultation paper is available on the SEC website at www.sec.or.th. Stakeholders and interested parties from the public are welcome to submit comments
collaboration, leading to the arrest and legal action against the individual. Consequently, the asset attachment under Section 267 has been extended until the court orders otherwise. The public can rest assured
always exercised its duties and authority strictly, covering both criminal proceedings and civil sanctions. The public can rest assured that the SEC exercises utmost discretion to enforce the law strictly
baht. Of this, the investment value of EA shares totaled 24 million baht, accounting for 0.35 percent of the total NAV of all Thailand ESG Funds. The public can rest assured that all Thailand ESG Funds
the 2022 financial statements of STARK. The public can rest assured that the SEC strictly enforces the law within its authority, while also continuously coordinating and monitoring progress with the DSI
} assured his colleague that it was the client’s decision. Therefore, the transaction had been executed. However, when the authorization documents were brought to the client for signature, the client
SEC will continue to develop the capital market by exercising our core value of openness, insightfulness, collaboration and integrity. Market participants and stakeholders can rest assured that the SEC
rest assured that their investments will contribute to the achievement of carbon neutrality and net zero GHG emissions of Thai listed companies and sustainability-themed bond issuers as well as