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Financial Advisor โปรดรอสักครู่... กลับไปค้นหาใหม่ รายชื่อ FA รายชื่อผู้ควบคุมการปฏิบัติงาน รายชื่อบริษัทที่ปรึกษาทางการเงินที่ได้รับความเห็นชอบจากสำนักงานคณะกรรมการ ก.ล.ต. List of Financial Advisor

https://web-fa.sec.or.th/Home/FaList/?showAll=Y

SEC advises MACO shareholders to exercise voting right on the acquisition of Hello LED, which is viewed inappropriate by independent financial advisor

LED, which possesses the ownership or the leasehold right over the billboard and LED digital advertising media, at the amount of 1.95 billion baht*; (2) Private placement of 1,080

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7922

ผู้ให้บริการ Portfolio Wealth Advisor

ผู้ให้บริการ Portfolio Wealth Advisor วางแผนการลงทุน การเริ่มต้นลงทุน DCA/กลยุทธ์การลงทุนต่าง ๆ การจัดพอร์ตลงทุน (Portfolio Wealth Advice) เครื่องมือรู้จักตัวเอง และคำแนะนำจัดสรรวงเงิน เครื่องมือ

https://insight-fund.sec.or.th/fund-provider/portfolio-wealth-advisor

SEC suspends a financial advisor and a supervisor

Bangkok, March 2, 2015 The SEC suspended {X1} Company and its financial advisor supervisor, {A}, for deficiency performance in case of a company filing an application, registration statement and

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5809

SEC revokes approval and files a criminal complaint against a financial advisor supervisor

Bangkok, March 18, 2015 ? The SEC revoked the approval of a financial advisor supervisor, namely {A} of KPMG Phoomchai Business Advisory Ltd., for willfully imparting false statement and concealing

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5842

SEC imposes administrative sanctions on a financial advisor and its supervisor

Bangkok, July 4, 2016 - The SEC has suspended the approval of {X1} Securities (Thailand) Co., Ltd. as financial advisor and the approval of {A} as the company's supervisor of financial advisory

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6381

SEC welcomes business operators’ application for approval to become wealth advisor

on principles to laying out the framework of related rules to allow a business operator to apply for SEC’s approval and represent itself as wealth advisor to interested persons.Rules regarding

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8346

การสนับสนุนให้เกิดผู้ให้คำแนะนำการลงทุนที่เป็นอิสระ (independent investment advisor/ LBDU)

https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=340

SEC advises W’s shareholders to exercise the voting right on the acquisition of DOMINO’S PIZZA business deemed to be inappropriate by independent financial advisor

W’s Board of Directors has resolved to approve Domino Asia Pacific Company Limited, subsidiary of the company, to enter into transactions for the acquisition of DOMINO’S PIZZA business in Thailand with Dominos (Thailand) Company Limited and FC Commissary Company Limited, and to enter into the Master Franchise Agreement with Domino’s Pizza International Franchising Inc. as a transferee with the exclusive right to open, administer and develop the pizza restaurant business under the tradename DOMIN...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8400

SEC advises NBC shareholders to vote on the proposed Komchadluek acquisition, which the independent financial advisor views to be reasonable but the price and certain conditions are inappropriate

independent financial advisor views that despite the reasonable objectives of the proposed acquisitions, NBC’s shareholders should not grant an approval because (1) the sale price of “Komchadluek” assets and

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8569