Segregation and Management of Client’s Assets In Case of Intermediary Being under Receivership by Court Order

aims to promote ASEAN capital markets as a driving force for sustainable development and an investment destination recognized by global investors in line with the concept of Advancing Partnership

independently and without bias, advancing beneficiary or client interests as their primary obligation. 1.3 Capacity and effective management Institutional investors should be led by boards and staff with the

companies licensed to undertake the said businesses.  In addition, the revisions will extend the scope of transactions subject to segregation to cover offshore securities trading service, brokering, dealing

2019 Chairmanship, “Advancing Partnership for Sustainability”. The ACMF Deputies’ Meeting also discussed on the possibility to accept the Philippines as a new member of the ASEAN CIS to further promote

-sized businesses still need to look for opportunities to access funding channels to keep their businesses running and supports to get them through the crisis. Since today’s ever advancing digital

นางสาวรื่นวดี สุวรรณมงคล เลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ร่วมเสวนาในหัวข้อ “Advancing Policies and Enabling Environment” ของงาน WeEmpowerAsia Virtual Forum

Representative UNDP Thailand, along with the UNDP team to explore potential collaboration between UNDP and the SEC, demonstrating a shared commitment to advancing sustainability in the Thai capital market in

conflicts of interest and prioritise advancing the best interest of clients. Principle 3: Make informed investment decisions and engage in active ongoing monitoring of investee companies. Principle 4: Apply

our role and fiduciary responsibilities: Principle 1: Adopt a clear written Investment Governance Policy. Principle 2: Properly prevent and manage conflicts of interest and prioritise advancing the best