SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the investment management system. This includes providing a communication channel that facilitates notifying and clarifying information to clients in case of major changes to service provision.“After continuous monitoring and coordinating with the business operators, we have found that they have implemen...
ADVANCED CONNECTION CORPORATION PUBLIC COMPANY LIMITED | Q1/2011
ADVANCED CONNECTION CORPORATION PUBLIC COMPANY LIMITED | Q2/2011
ADVANCED CONNECTION CORPORATION PUBLIC COMPANY LIMITED | Q3/2011
ADVANCED CONNECTION CORPORATION PUBLIC COMPANY LIMITED | Year 2011
ADVANCED INFORMATION TECHNOLOGY PUBLIC COMPANY LIMITED | Q1/2011
ADVANCED INFORMATION TECHNOLOGY PUBLIC COMPANY LIMITED | Q2/2011
ADVANCED INFORMATION TECHNOLOGY PUBLIC COMPANY LIMITED | Q3/2011
ADVANCED INFORMATION TECHNOLOGY PUBLIC COMPANY LIMITED | Year 2011
ADVANCED INFO SERVICE PUBLIC COMPANY LIMITED | Q1/2011