Bangkok, November 5, 2008 ? The SEC instructed Natural Park Public Company Limited (N-Park) to adjust its Q2/2008 financial statements regarding the issue of the lawsuit filed against the company by
for self-regulation The ASCO was asked to submit its action plan for becoming a self-regulatory organization (SRO) for the SEC?s approval. The plan must emphasize the core objectives of self regulation
’ assets and strict supervision on asset separation. The private fund operators can self-custody for its assets under management without applying for the approval of being custodian. Such a move will
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) จัดงานสัมมนา Compliance Meeting หัวข้อ “Strengthen Self-Regulate กำกับดูแลตนเองอย่างเท่าทัน” ให้แก่เจ้าหน้าที่ดูแลการปฏิบัติงานด้านหลัก
Bangkok, September 1, 2014 ? The SEC is seeking public comment on amendments to the Securities and Exchange Act B.E. 2535 (1992) to support the establishment of self-regulatory organizations (SROs
2025. On this occasion, the SEC was among the government agencies honored with Privacy Self-Assessment Excellence Award with the highest score in the Privacy Maturity Model & Privacy Index project
แบบประเมินตนเอง (Self - Assessment Questionnaire หรือ SAQ) ด้านระบบงานสำหรับการลงทุนเพื่อบริษัทหลักทรัพย์
Market Integration ? The SEC advised that the ASCO study possible impacts of ASEAN Capital Market Integration and adjust business plans or strategies in preparation for the integration which will enable