According to a client’s complaint and the SEC’s further investigation, it was found that during December 2007 – September 2012, executed securities trading orders for the client who acknowledged such orders, paid the subscription money and accepted redemption money without making any objection. The total accumulated trading value was more than 800 million baht. The misconduct above led to the consideration that {A} failed to perform his duties responsibly with professional due care when he acc...
According to a referral from MBKET and SEC’s further inspection, during May 2016 – December 2018, {A} executed trading orders of securities and derivatives for a client in the following manners: (1) using her personal mobile phone, together with the username and the password she had created, to execute trading transactions via the Internet, and (2) making trading orders via MBKET’s trading execution program. She also transferred her own money into the client’s trading account as a collater...
Mr. Porameth Rungrongtanin On November 16, 2018 Mr. Porameth Rungrongtanin acquired Digital Tech Planet Public Company Limited (DIGI) shares in the amount of 338,556,100 shares which equaled to 21.42
Mr. Virat Udomsinwatthana On June 13, 2007, Mr. Virat Udomsinwatthana failed to comply with rules specified by Securities and Exchange Commission. In this regard, Mr. Virat Udomsinwatthana acquired
. Pattanapong acquired shares of ASCON resulting in the aggregate number of shares held by him and six other persons exceeded trigger point at 25 percent of the total voting rights of ASCON. SEC Act S.247
Supervisory Board after he acquired NOBLE shares between January 31, 2013 and May 3, 2013 SEC Act S.246 Settlement Committee Meeting No. 9/2017 Settlement Committee Order No. 76/2017 Dated 18/10/2017
Acquired Assets 4.1 Acquired Assets After entering into the GSG Shares Acquisition Transaction, the Company shall acquire 3,000,000 ordinary shares in GSG with a par value of THB 10 per share, equivalent to
consolidation of the acquired hotel business in Europe. 2) Revenue from the office for rent business of Baht 38.6 million from office building in London, U.K. 3) Other revenue of Baht 82.5 million, which grew by
Supervisory Board after he acquired or disposed TRAF between April 3, 2007 and August 7, 2008 which caused his aggregate holding of TRAF shares held by other persons to reach or pass a multiple of five percent
Market Supervisory Board after he acquired or disposed ASCON shares between December 22, 2005 and December 9, 2009 so that the acquisition or disposal of such shares caused his aggregate holding of ASCON