Bangkok, May 10, 2010 ? The SEC has ordered ING Funds (Thailand) Company Limited (ING Funds) and Siam City Bank Public Company Limited (SCIB), the fund supervisor of T.U. Dome Residential Complex Property Fund (TU-PF) under ING Funds management, to rectify deficiencies in their internal control immediately. SCIB is also ordered to file a claim against ING Funds for compensation for the benefit of TU-PF unitholders. The SEC?s additional investigation into ING Funds? operation in response to comp...
The SEC made amendments to the regulations governing the reporting of the IPO shares results, aiming to enhance investor access into critical information and be useful for investors’ decision-making (disclosure-based) for timely information disclosure without imposing an undue burden on the issuer. The amended regulations are summarized in the following details. 1. In addition to the existing requirements for reporting the IPO shares results (Form 81-1-IPO), the issuer shall submit a supplement...
The SEC Strategic Plan 2024–2026 prioritizes the strengthening of Thai capital market trust and highlighting the critical significance of investor confidence in cultivating a robust capital market that serves as a channel for fundraising of businesses and investment for investors. Ultimately, the goal is to achieve sustainable development, reduce inequalities. Recognizing the importance of complete, transparent, and timely IPO information for investors’ informed decision-making, the SEC aims to...
* and Form 56*. These rules have caused an unreasonable burden on these companies. SEC therefore plans to improve these rules to facilitate holding companies, which engage in various types of business
As part of continuing efforts to support market confidence and business integrity, the OECD has launched in Asia a new set of corporate governance principles that were endorsed at the G20 Finance Ministers meeting in September 2015. The G20/OECD Principles of Corporate Governance provide recommendations for national policymakers on key corporate governance issues, such as shareholder rights, executive remuneration, financial disclosure, the behaviour of institutional investors, boardroom practic...
improve in nearly future due to the Company expect to fully amortized the investment cost in the late of Q2/2019. Therefore, the Company will then realize revenues from the fully amortized portfolio since
able to improve in collection efficiency and cost control management. Management Discussion and Analysis, Q1/2018 Page 3/4 JMT Network Services Public Company Limited Summary of Financial Statement 31
, the total size of transactions does not exceed 15% of CPN
records of investors? acknowledgment and acceptance of risks involved should they decide to invest in those products beyond their profile. In any case, asset management firms must have a working system that
improve knowledge and experience for students regarding technologies and innovations. The event took place on 21 June 2023 at the SEC Building.