responsibility and professional due care in contravention of Clause 23(2) and to have possessed a prohibited characteristic according to Clause 31(1) of the Notification of the Capital Market Supervisory Board

, the SEC conducted further investigation and found that the aforesaid investment consultants who were TMB employees had failed to perform duties with responsibility and professional due care with regard

investment consultants above was deemed failure to perform duties with responsibility and deliberation as a professional in accordance with the Notification of the Capital Market Supervisory Board.* SEC has

Following an inspection report from Bangkok Bank Public Company Limited, a limited broker dealer and underwriter (LBDU) licensee, and the SEC’s further investigation, it was revealed that Pongsak had affixed signature on subscription orders, redemption orders and switch orders of investment units, in his position as investment consultant, without meeting with or giving advice to a client in any way. The SEC has considered that Pongsak’s misconduct of performing duties irresponsibly wit...

professional duties with responsibility and care** by signing the documents knowing that no actual service was provided. SEC, therefore, orders the following administrative sanctions:             (1) {D

Goals, Renaud Meyer, UNDP Resident Representative to Thailand, emphasized “the achievement of the Sustainable Development Goals requires strong collaboration and a coordinated approach between all sectors

promote this initiative as Thai ESG Funds can contribute to the achievement of the national sustainable goals and ESG excellence." Mrs. Chavinda Hanratanakool, AIMC Chairperson, said: “Institutional

as Thai ESG Funds can contribute to the achievement of the national sustainable goals and ESG excellence." Mrs. Chavinda Hanratanakool, AIMC Chairperson , said: “Institutional investors, particularly

audited and made publicly available. The achievement of the targets will be reviewed by an external auditor. This opinion is based on the review of the information provided by the Issuer, according to our

: Certification of Information 37 Attachments: Attachment 1: Details of directors, executives, controlling persons, the person assigned to take the highest responsibility in Accounting and Finance, the person