In recent times, crimes regarding the capital market have become significantly more intricate, which is why SEC firmly believes that there must be an upgrade in the cooperation between related
Section 97 Securities and Exchange Act B.E. 2535 Section 97. A securities company shall maintain capital adequacy in accordance with the rules, conditions and procedures as specified by the SEC.
granting of such approval shall be in accordance with the rules, conditions and procedures as specified by the SEC. The establishment of a branch office of a financial institution established in accordance
‘engagement performance’ element continued to be an area for improvement for the audit firms. In this regard, their audit manuals and audit programs are being revised in accordance with the professional
acquisition transaction of the company in accordance with the Notification of the Acquisition or Disposition of Asset. 3. The Board of Directors deemed appropriate to propose the Extraordinary General Meeting
the company in accordance with the Notification of the Acquisition or Disposition of Asset. 3. The Board of Directors deemed appropriate to propose the Extraordinary General Meeting of Shareholders No
specified by the Office and may also require an explanation to elaborate or clarify such reports or documents in accordance with the rules and required as specified in the notification of the SEC. The reports