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A key strategy of SEC is to urge Thai people to realize the importance of financial planning which should be practical to achieve the long-term financial well-being. For this purpose, Thai people require financial advice and planning service from advisors who are knowledgeable, provide quality services and are considerate of interest of the customers. Hence, the “Wealth Advice for All” project was initiated. This project encourages both existing and new business operators to provide more...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8340

SEC public hearing on proposed rules to accommodate HK-Thailand Mutual Recognition of Funds

accommodate the HK-TH MRF project. In this regard, SEC applies the same principles for supervising the ASEAN Collective Investment Schemes (ASEAN CIS) and the Asia Region Funds Passport (ARFP), for which

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8268

SEC public hearing on proposed regulations to accommodate partnership-based securities and derivatives business operation

clear-cut regulations to accommodate business operation and service provision in the form of partnership so that business operators will be able to run their business according to their expertise and take

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8375

SEC plans to revise the criteria of the report form for intermediary business operators to accommodate the new financial reporting standards

SEC has plans to review the criteria relating to the report form of the securities and derivative business operators to accommodate the change in financial reporting standards - financial

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8396

SEC plans to revise regulations in order to reduce the burden on listed companies in their shareholding restructuring to accommodate mergers and acquisitions.

SEC considers revising the regulations on the offering for sale of investment in shares held by listed companies or their subsidiaries in order that the shareholding can be conveniently restructured before any merger and acquisition. In the case of investments in shares of public limited companies, the filing of the registration statement and draft prospectus will be exempted. In the case of investment in shares of limited companies, these can be offered for sale to more than 50 investors...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8412

SEC public hearing on proposed amendment to licensing rules to accommodate new securities business licenses related to equity intermediaries and private fund management

Regulation is expected to take effect in the third or fourth quarter this year. SEC is therefore proposing the amendment to the related rules to accommodate securities business undertaking in accordance

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8100

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