Bangkok, 23 February 2024 – The Securities and Exchange Commission Board (SEC Board) has passed a resolution to recommend the revocation of digital asset business license of Zipmex Co., Ltd. (Zipmex) for the Minister of Finance’s consideration. Meanwhile, as long as Zipmex continues its business operations, the company is subject to business suspension and is required to return assets to its clients or proceed as per their requests. If the clients do not claim their assets, Zipmex must d...
According to a client’s complaint and the SEC’s further investigation, it was found that during December 2007 – September 2012, executed securities trading orders for the client who acknowledged such orders, paid the subscription money and accepted redemption money without making any objection. The total accumulated trading value was more than 800 million baht. The misconduct above led to the consideration that {A} failed to perform his duties responsibly with professional due care when he acc...
According to a referral from MBKET and SEC’s further inspection, during May 2016 – December 2018, {A} executed trading orders of securities and derivatives for a client in the following manners: (1) using her personal mobile phone, together with the username and the password she had created, to execute trading transactions via the Internet, and (2) making trading orders via MBKET’s trading execution program. She also transferred her own money into the client’s trading account as a collater...
helps to establish an efficient internal control. Subcommittee on Governance and Remuneration Sub-committee (Office term of two years ) The Subcommittee has a duty to propose policies and workplans
Ref: VNT-CPR-2017.057 30 November 2017 Subject: Right of Shareholders to propose 2018 AGM agenda Attn: President, the Stock Exchange of Thailand Vinythai Public Company Limited “the Company” is
regulation would prohibit digital asset business operators from: (1) Accepting deposits of digital assets from the customers and lending, investing, staking or employing such digital assets; (2) Accepting
a.m., as follows: 1. Approved to propose that the shareholders’ meeting consider and approve the amendment of the Company’s Articles of Association on Article 11 under Chapter 2, Shares and Shareholders
characteristics as specified in Section 103, the Office shall have the power to withdraw its approval and the securities company shall propose other persons for the approval from the Office within fifteen days from
can submit an application form together with supplementary documents during September 3 ? 21, 2018 at the SEC office. The SEC Board will propose to the Finance Minister for consideration. The Minister