According to a client’s complaint and the SEC’s further investigation, it was found that during December 2007 – September 2012, executed securities trading orders for the client who acknowledged such orders, paid the subscription money and accepted redemption money without making any objection. The total accumulated trading value was more than 800 million baht. The misconduct above led to the consideration that {A} failed to perform his duties responsibly with professional due care when he acc...
According to a referral from MBKET and SEC’s further inspection, during May 2016 – December 2018, {A} executed trading orders of securities and derivatives for a client in the following manners: (1) using her personal mobile phone, together with the username and the password she had created, to execute trading transactions via the Internet, and (2) making trading orders via MBKET’s trading execution program. She also transferred her own money into the client’s trading account as a collater...
intermittent renewables? AND/ OR Contributing to a grid with at least a 20% share from intermittent renewables OR will increase to this level within the next 10 years? AND/ OR Not be charged with an off-peak
facilities must also meet one of the following criteria: • The facility is demonstrably purposefully built in conjunction with intermittent renewables AND / OR • The facility is contributing to a grid which
the US and its trade partners. US bond yields soared, especially towards the end of the quarter, given that US economic indicators pointed to firm growth, though it faced intermittent pressure from
Thailand Taxonomy Board The Thailand Taxonomy Board is established to develop Thailand Taxonomy, a classification system of economic activities deemed as environmentally-sustainable. The Board comprises agencies from both the public and private sectors to ensure all sectors’ views are reflected. In the initial phase, the list of agencies is as follows: 1. Bank of Thailand (BOT)* 2. The Securities and Exchange Commission, Thailand (SEC)* 3. Office of Natural Resources and Environmental Policy and...
) หรอ่ไม่ โรงไฟฟา้พื่ลังนี้ำาเปน็ี้โรงไฟฟา้พื่ลังนี้ำาแบับัสูบักลับัหรอ่ไม่ โรงไฟฟ้าพลัังน้ำำามีีเจตน้ำาสร้างขึ้้น้ำร่วมีกัับพลัังงาน้ำหมุีน้ำเวียน้ำแบบไม่ีต่อเน่้ำอง (intermittent renewables) หรอ่ไมี่
the chip, in which case licensed companies would be allowed to adopt reasonable risk-based measures instead of ID card dip chip. In addition, the licensed companies offering occasional transaction
regulation would prohibit digital asset business operators from: (1) Accepting deposits of digital assets from the customers and lending, investing, staking or employing such digital assets; (2) Accepting
disposal of ordinary shares 01/03/2021 18:21 The progress of accepting repayment of loan and increasing of investment in All S Holding Co., Ltd. 05/01/2021 17:21 Connected transaction 17/08/2020 08:34 The