According to a client’s complaint and the SEC’s further investigation, it was found that during December 2007 – September 2012, executed securities trading orders for the client who acknowledged such orders, paid the subscription money and accepted redemption money without making any objection. The total accumulated trading value was more than 800 million baht. The misconduct above led to the consideration that {A} failed to perform his duties responsibly with professional due care when he acc...
On 14 August 2019, the SEC and 12 organizations in the capital market officially co-launched the Capital Market Governance Promotion Initiative in Celebration of HM the King’s Coronation with the
According to a referral from MBKET and SEC’s further inspection, during May 2016 – December 2018, {A} executed trading orders of securities and derivatives for a client in the following manners: (1) using her personal mobile phone, together with the username and the password she had created, to execute trading transactions via the Internet, and (2) making trading orders via MBKET’s trading execution program. She also transferred her own money into the client’s trading account as a collater...
Vajiralongkorn Phra Vajiraklaochaoyuhua (Rama X)’s kindness towards the Thai people and a celebration of the auspicious occasion of HM the King’s Coronation. The SEC and the 12 allies are leading the Initiative
Maha Vajiralongkorn Phra Vajiraklaochaoyuhua (Rama X)’s kindness towards the Thai people and a celebration of the auspicious occasion of HM the King’s Coronation. The SEC and the 12 allies are leading
and seven other allies under the Capital Market Governance Promotion Initiative in Celebration of His Majesty the King’s Coronation. The TRBN launch will be held on 2 December 2019 and presided over by
SHARE : SEC updates a year of progresses of the Capital Market Governance Promotion Initiative in Celebration of HM the King’s Coronation Tuesday 28 July 2020 | No. 140 / 2020 Bangkok, 28 July 2020 – The
further green actions among other organizations.”Vibhavadi Zero Waste Campaign is created under the Market Governance Promotion Initiative in Celebration of the Auspicious Occasion of His Majesty the