BANGKOK, January 4, 2007 ? The SEC has put two investor contacts (marketing officers) ? Preecha Mateedulsatit and Weeraparn Teeraworn ? on probation for meddling with the securities trading accounts
Bangkok, August 5, 2009 ? The SEC imposed sanctions on two investor contacts for non-compliance with professional standards of conduct. In the case of Pimon Raksurong, former marketing officer of
suspended {A} from duty as an approved capital market investment consultant for a period of one year.In case of {B}, the SEC received a report from a securities company that she failed to record her two
from a client?s account, which was deemed a breach of duty. She was also found to have acted in such a way that indicated dishonesty to the bank. In this regard, Sarinrat was deemed having prohibited
on Nattawut Kijprasert of Adkinson Securities Plc. The misconducts involved and sanctions are as follows:In the case of Tippawan: Pursuant to investors? complaint and I V Global Securities Plc.?s
Bangkok, June 23, 2011 ? The SEC has suspended two investor contacts Meaunchit Limpodom of Siam City Securities Co., Ltd., and Kruawan Rittiwong of United Securities Plc., for six months and one year
Bangkok, August 7, 2008 ? The SEC imposed administrative sanctions on two investor contacts for their misconducts in contravention of Clause 11(2) of the SEC Office Notification No. SorKhor. 15/2548
Reset I TWO ENTERPRISE PUBLIC COMPANY LIMITED : I2 Form 56-1 : Annual Registration Statements ( 0 record(s) found) Name Year Receive Date Details Data not found Form 56-2 : Annual Reports ( 0 record(s
version) I TWO ENTERPRISE PUBLIC COMPANY LIMITED Finanacial Statements ( 0 record(s) found) Year Status Type Period As Of Audit Financial Statement MD&A Financial Statement Revise Data not found Last
Bangkok, November 24, 2009 ? The SEC revoked approval of one investor contact for 10 years on account of dishonest acts, defrauding and interference with a client?s assets, and suspended another for