Bangkok, 1 February 2018 - The SEC has suspended approval for two securities investment consultants of KASIKORNBANK PCL. (KBANK) for failure to perform duties with responsibility and professional due
spectrum must be identified whenever investment units are offered for sale. Investors must fill in questionnaires to check their risk profile so that unit sellers can match it with suitable products. In
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along with the fund?s risk spectrum. Moreover, the unit sellers will have to provide investment advice suitable for their customers? risk profiles.To prevent mutual and retail private funds from
transferred the clients’ money to the savings accounts opened under the names of other persons instead. She arranged for investment unit purchase transactions of other clients, with the value equivalent to
Bangkok, 15 March 2017 - The SEC has suspended the approval of two securities investment consultants, {A} and {B}, for failing to perform duties with responsibility and deliberation as a professional
.,Ltd to the address changed by her request. In case of the second client, Thanjira had signed the client?s name for submission of investment unit switching and buying orders and changed the address for
Bangkok, October 28, 2008 ? The recent impacts of the global financial crisis on South Korea?s economy and currency value have raised local investors? concerns over their holding of unit trusts of
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the existing rules which allow only natural persons to perform such role. Once effective, the amendment is expected to further facilitate access to fund investment and promote development of new