Microsoft Word - 011 ชี้แจงกำไรE (Translation) IR 011/19 August 9, 2019 President and Director The Stock Exchange of Thailand Subject : To explain the reasons on the company’s net profit (net loss
Microsoft Word - 015 ชี้แจงกำไรE (Translation) IR 015/20 May 14, 2020 Re : To explain the reasons on the company’s net profit (net loss) more than 20% from last year. To : The President The Stock
Bangkok, February 16, 2006 ? The SEC has decided to suspend a former fund manager from the list of approved persons and to penalize an asset management company for inappropriate management of mutual fund investments. 1. Suchart Techaposai, former executive vice president, chief investment officer and mutual fund manager of AJF Asset Management Co., Ltd., made a careless, imprudent decision to invest in bills of exchange issued by Picnic Corporation Plc. ("PICNI"). The SEC, therefore, suspen...
Bangkok, June 23, 2011 - The SEC revokes its approval of Chalerm Suakamram, an investor contact and a branch manager of Siam City Securities Co., Ltd., and bans him from performing duty as an executive in securities companies and derivatives business for ten years, starting June 23, 2011. The order has been issued after the SEC?s finding indicated that his misconducts on clients? assets involved dishonesty, deceit or embezzlement and wrongful use of client?s assets. Following the complaint lodge...
ผู้แนะนำการลงทุนตราสารซับซ้อนประเภท 2
ผู้แนะนำการลงทุนตราสารซับซ้อนประเภท 2
ผู้แนะนำการลงทุนตราสารซับซ้อนประเภท 2
ผู้แนะนำการลงทุนตราสารซับซ้อนประเภท 2
ผู้แนะนำการลงทุนตราสารซับซ้อนประเภท 2
Facebook page Investment, profit : Unlicensed securities and derivatives business (Disclosure Date : 07/07/2023)