Facebook Page ชื่อ Buying good stocks : Unlicensed securities and derivatives business (Disclosure Date : 18/07/2024)
One of the objectives of the Thai capital market development plan is to enable the public to access and utilize the capital market for savings and investment purposes. SET has taken steps to create opportunities and reduce restrictions to enable prospective investors to access investment services by taking advantage of technological advances which lead to the development of new financial service platforms that correspond with consumer behaviors today, including new services to sell mutual...
Facebook Page ชื่อ Buying good stocks - ยังไม่ได้รับใบอนุญาตธุรกิจหลักทรัพย์/สัญญาซื้อขายล่วงหน้า (วันที่เปิดเผยข้อมูล : 18/07/2567)
criminal complaint against Roynet Plc. (Roynet) and Kittipat Yaoprukse for falsifying account to deceive other persons, recording false statement, concealing the report on buying and selling of securities
The rules on margin lending (margin account) which have been in effect since 1997 permit SC to lend money to its customer only for the purpose of purchasing listed securities on a condition that
Sanction Miss Ponpimon Laochariyakul Buying or selling securities for her own benefit by using clients? accounts
his clients? securities buying and money transfers between the lenders and the borrowers. In addition, being on such suspension while holding the executive position of branch manager of Trinity
Brokerage: Investment Units, failed to comply with the rules, conditions and procedures as specified in the notification by failing to put in place sufficient and effective system for selling and buying