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issuance of securities for sale to investors with the requirement that returns to the holders of the securities will depend on a flow of receipts generated from the assets which are transferred. “assets
under the law governing such operations. Section 15. Transfer of assets which are rights of claims in the following cases shall be deemed lawful without notice being given to the debtor pursuant to
purpose juristic person shall be entitled to engage in those operations without a license under the law governing such operations. 5 Section 15. Transfer of assets which are rights of claims in the
foncier businesses, the special purpose juristic person shall be entitled to engage in those operations without a license under the law governing such operations. Section 15. Transfer of assets which are
expenses in the accounts of the employees of the same employer: (a) surcharges paid into the fund by the employer; (b) the employer’s contribution and its interest which are not entitled upon the employees
arising from or related to its use. (1) treasury bills; (2) bonds; (3) bills; (4) shares; (5) debentures; (6) investment units which are instruments or evidence representing the rights to the property of a
its use. 2 (1) treasury bills; (2) bonds; (3) bills; (4) shares; (5) debentures; (6) investment units which are instruments or evidence representing the rights to the property of a mutual fund; (7
under this Act. SECTION 7. All regulations, rules, notifications, directives or stipulations issued under this Act by the SEC, the Capital Market Supervisory Board or the SEC Office which are of general
-counter centre, organization related to securities business, derivatives business, derivatives trading centre, derivatives clearing house, derivatives regulatory association or any other companies which are