Content Intermediaries Regulatory Summary Outsourcing Activities Appointment of an Investment Advisor (IA) according to Section 100 Paid-Up Registered Capital Audit Committees of
Passing Orders for Trading of Securities and Derivatives The Notification of the Securities and Exchange Commission No. KorThor 25/2560 Re: Specification of Paid-up Registered Capital of Securities
the investment unit value and price as specified in the scheme; (2.2) Calculate the NAV and investment unit values using a fair price. The value per investment unit shall be rounded up to a minimum of
the investment unit value and price as specified in the scheme; (2.2) Calculate the NAV and investment unit values using a fair price. The value per investment unit shall be rounded up to a minimum of
shares in the amount equal to or exceeding ninety-nine percent of the total paid-up registered capital on the date on which the Securities and Exchange Act B.E. 2535 comes into force ; (3) hold shares of
shares in the amount equal to or exceeding ninety-nine percent of the total paid-up registered capital on the date on which the Securities and Exchange Act B.E. 2535 comes into force ; (3) hold shares of
of 2018: (1) a compensation at an equal amount to the benefit received or should have been received from committing an offence; (2) a suspension of securities or derivatives trading for up to five
a price not lower than the market price, which do not sell a share swap and the number of shares offered for SPO is not more than 25 per cent of paid-up capital. The company which will submit the
continuously and reliably manage the trust according to the trust instrument. In case of a non-asset company, the SEC prescribes additional requirements as follows: A paid-up capital of not less than 10
capital management under Clause 1 means mobilizing of funds from institutional investors specifically for the purpose of setting up a venture capital juristic person, applying for registration of such