indicated by the SEC, otherwise, the SEC will conclude that the applicant does not intend to file the application. If the application form and supporting documents are complete and correct, the applicant is
conclude that the applicant does not intend to file the application. If the application form and supporting documents are complete and correct, the applicant is required to pay an application fee of Baht
recommendation of the candidate proposed by the SEC Board. Secretary-General holds office for a four-year term and may be re-appointed but not for more than two consecutive terms. Click here to download
past year, there is no record of being ordered to amend its financial statements or to explain or being temporarily banned from trading its listed securities under the Trading Suspension sign (SP), etc
after the end of annually period, whichever is the sooner. Annual Compliance Report (SEC Circular SEC. Gor. 15/2538) To be filed within 60 days of the following year. Other Reports Report on Gross
specified by law, and at least two of whom having management experience at listed or securities firms. Expert board members each hold office for four-year term and upon completion of their term may be
for considering Associated Persons 3. Procedure to comply with the limitations (the case of holding more than one-third of total outstanding units over one year) 4. Procedures for holding investment
resolution shall not have been passed more than one year. Public advertisement is prohibited. Promotion materials can only be distributed only in the PP cycle. Must not co-sign the filing to allow PP