on the approval for the offer for sale of debt securities in a public offering (PO) or the offer for sale of certain types of debt securities would require credit rating to be arranged by an approved
shareholder in accordance with the form specified by the SEC Office as follows: (1) in case where any person would be major shareholder because company increased its capital, securities company shall file an
determine a violation and take an action on any individual or firm, the SEC would investigate and gather information, facts and evidence concerning the violation. Generally, an alleged offender may clarify or
appraisal, including operational system to ensure that it would be able to comply with standards and ethics regarding appraisal profession for widely used appraisal; Having experience in appraisal services
denominated in Thai Baht by foreign companies shall also be complied with. Related Handbooks/ Guidelines Appendix 1 : Events that would require a copany to update information in the registration statement using
the same criteria as required for the secondary public offering will be applied. Related Manuals/ Guidelines Appendix 1: Events that would require a company to update company information in the
terms that would require bondholders who have held their bonds until the maturity to have their investments repaid less than 80 percent of the amount that the issuer received from the investors. Face
departmental manager and oversees the Accounting and Finance Department directly, whether or not the departmental manager of such companies should be considered as “executive". In response to the aforesaid
) committing unfair securities trading practice; (2) presenting a false statement or concealing material facts that should have been stated; (3) failing to perform duties as director or executive under Section
investment units, there should be no restrictions on types of investors resulting in an insufficient distribution of the investment units. Related Regulations Notification of the Capital Market Supervisory