following matters: (1) code of business ethics for members, which shall contain at least the following provisions: (a) members shall operate business honestly and shall act ethically in relation to clients or
Exchange Commission No. Kor Jor. 4/2560 Re: Determination of the Definitions of Institutional Investor, Ultra-high Net Worth Investor and High Net Worth Investor ___________________________ By virtue of
. Notification of the Securities and Exchange Commission No. Kor Jor. 4/2560 Re: Determination of the Definitions of Institutional Investor, Ultra-high Net Worth Investor and High Net Worth Investor
investor”, “ultra-high net worth investor” and “high net worth investor” shall have the same definitions as specified in the Notification of the Securities and Exchange Commission concerning Determination of
. Clause 2 The Notification of the Securities and Exchange Commission concerning Rules on Exempting the Offer for Sale of Units of Foreign Collective Investment Scheme to Institutional or High Net Worth
High Net Worth Investor and High Net Worth Investor. Clause 3 A securities business license applicant and licensee shall have paid- up registered capital of no less than the following amounts: (1) one
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ผลการรับฟังความคิดเห็นจากผู้ท่ีเกี่ยวข้อง (hearing) เอกสารรับฟังความคิดเห็นเลขท่ี อกน. 3/2559 เร่ือง ร่างประกาศหลักเกณฑ์เกี่ยวกับการก าหนดนิยามผู้ลงทุน ultra high net worth (“UHNW”) และการผ่อนคลายข้อ