and Singapore, and the revised Memorandum of Understanding on the Streamlined Review Framework for ASEAN Common Prospectus to cover issuances of plain debt securities under a debt issuance
20T H ANNIVERSARY 1 Securities and Exchange Commission, Thailand Annual Report 2012 SEC ANNUAL REPORT 20122 THE YEAR OF CHANGE The year 2012 was the time for change to become the visionary partner whose balance between proactive and preventive approaches has led to stakeholders’ confidence in the Thai capital market. THE YEAR OF CHANGE 20T H ANNIVERSARY 1 02 MESSAGE FROM THE CHAiRMAN 04 MESSAGE FROM THE SECRETARY-GENERAl 06 SEC BOARd 09 CApiTAl MARkET SupERviSORY BOARd 12 ExECuTivE OFFiCERS 13 O...
from 16 February 2018. Clause 2 In the application forms and the registration statement as prescribed in this Notification: “institutional investor”, “ultra-high net worth investor” and “high net worth
company”, “executive”, “institutional investor”, “high net worth investor”, “short-term bond”, and “structured note” shall have the same definitions as given to such terms in the Notification of the
specified in 1 to 11 and subject to following conditions* * 1. Each infrastructure asset is interrelated, promoting or generating benefits to one another or to a common and/or nearby community. 2. Each
specified in 1 to 11 and subject to following conditions* * 1. Each infrastructure asset is interrelated, promoting or generating benefits to one another or to a common and/or nearby community. 2. Each
” means the Thai Bond Market Association which has been licensed by and registered with the SEC Office. The terms "credit ratings", "registration statement", "listed companies", "high net worth
(UNOFFICIAL TRANSLATION) Factsheet Form: Structured Notes and Explanation Factsheet Information as of [day/month/year] 1 * II means institutional investors. HNW means high net worth investors. 1
process. Participating fund managers in signatory jurisdictions using this framework will have to abide by the “Standards on Qualifying CIS", a set of common requirements designed to ensure that the
, SEC Secretary-General revealed that the Capital Market Supervisory Board has approved the relaxation on rules applicable to mutual funds for AIs (institutional and high net worth investors). The relaxed