used in legal proceeding in case of violation. Whistleblower protection ● Any employee or worker who provides information or cooperation by giving a tip, testifying or submitting useful documents for
) Director, executive or controlling person of securities issuing company (2) Employee or worker of a securities issuing company who holds a position, or is in the line of work, is responsible for or capable
) Director, executive or controlling person of securities issuing company (2) Employee or worker of a securities issuing company who holds a position, or is in the line of work, is responsible for or capable
period of time that the SEC could refuse to accept the application. Lead appraiser Being full time casual worker or employee of the applicant; Practicing on asset appraisal continuously for not less than 1
persons. 2.2 In case of juristic persons: including unitholders and (1) A juristic person and a shareholder or a partner of the said juristic person who holds shares or partnership in such juristic person
persons. 2.2 In case of juristic persons: including unitholders and (1) A juristic person and a shareholder or a partner of the said juristic person who holds shares or partnership in such juristic person
business license (if any); (3) copy of securities business licenses already obtained; (4) the most recent certificate of company registration issued by the partnership and company registrar, the Ministry of
recent certificate of company registration issued by the partnership and company registrar, the Ministry of Commerce; (5) any relevant document specified by the SEC and published in the Government Gazette
) Partnership : Goal 17 United Nation Global Compact Ten principles in four topics: (1) Human rights (2) Labor (3) Environment (4) Anti-corruption Signatories must report COP (Communicating on Progress
) Partnership : Goal 17 United Nation Global Compact Ten principles in four topics: (1) Human rights (2) Labor (3) Environment (4) Anti-corruption Signatories must report COP (Communicating on Progress