Section 93 Securities and Exchange Act B.E. 2535 Section 93. Any person wishing to act on behalf of a company established to undertake securities business under foreign law by setting up a
Section 22 of the Derivatives Act B.E. 2546 (2003), the Office of the Securities and Exchange Commission hereby issues the following regulations: Clause 1. Operators of derivatives business wishing to apply
under the law governing trade associations having characteristics and objectives similar to those of an association related to securities business and wishing to become an association related to
or open on holidays only after obtain an approval from the Office. Clause 5. Any securities company wishing to extend its opening hour or open on holidays according to Clause 4 (2) shall submit an
--------------------------- Clause 11. The securities company wishing to establish a branch office in foreign countries shall submit an application to the Office in accordance with the forms and procedures set out in electronic
Office prior to the upgrade with the format set out in an electronic system of the Office. Chapter 2 Branch Office in Foreign Countries --------------------------- Clause 11. The derivatives broker wishing
fund management to customers. Clause 5. Any management company wishing to establish a branch office shall submit an application to the Office in accordance with the forms and procedures prescribed by the
3 ( Any person wishing to apply for a license to provide services as securities registrar shall submit an application for such license to the Securities and Exchange Commission through the Office
stipulated in the first paragraph. Clause 5. Any securities company wishing to be granted an exemption from the requirement of independent director shall submit a request for an exemption to the Office
the Establishment of a Fund _____________ Clause 8 A management company wishing to establish a fund shall comply with the following rules: (1) Application for Approval for the Establishment of a Fund in