the scope of work. - Indications that the client might be involved in any criminal activities. - The reasons for the proposed appointment of the firm and nonreappointment of the previous firm. - The
requirements, and the monitoring and remediation process. The organizational chart should include the following details: - Name of the responsible persons - Their responsibilities - Scope and details of SOQM
, engagements review program and the scope of the review. A8 Does the firm perform pre-issuance review (hot review) of selected engagements as part of its monitoring procedures? Please describe the procedure for
WHABT 200 0.00010 WHAIR 60,000 0.00632 WHART 5,448,214 0.16646 WHAUP 48,855,533 1.27727 WICE 29,281,879 4.49178 WIIK 3,234,932 0.38618 WIN 24,298 0.00433 WINDOW 1,885,000 0.21227 WINMED 654,703 0.16368
30,089,245 4.61563 WIIK 2,902,024 0.34643 WIN 24,315 0.00433 WINDOW 1,577,706 0.17767 WINMED 654,203 0.16355 WINNER 6,999,229 1.16659 WORK 15,885,713 3.59763 WP 224,093 0.04322 WPH 6,726,117 1.12102 XO
511,716,458 3.42358 WHABT 200 0.00010 WHAIR 2,060,000 0.21693 WHART 6,676,181 0.19246 WHAUP 54,691,089 1.42983 WICE 25,425,509 3.90022 WIIK 2,026,033 0.24186 WIN 419,311 0.07472 WINDOW 427,207 0.04811 WINMED
513,420,061 3.43498 WHABT 200 0.00010 WHAIR 2,181,901 0.22977 WHART 7,428,191 0.21414 WHAUP 54,921,587 1.43586 WICE 32,094,705 4.92326 WIIK 2,680,933 0.32004 WIN 729,304 0.12997 WINDOW 445,101 0.05012 WINMED
53,705,650 1.40407 WICE 32,240,824 4.94567 WIIK 3,211,832 0.38342 WIN 729,302 0.12997 WINDOW 574,200 0.06466 WINMED 652,201 0.16305 WINNER 6,929,134 1.15490 WORK 16,060,460 3.63720 WP 226,533 0.04369 WPH
2,060,000 0.21693 WHART 6,939,809 0.20006 WHAUP 53,964,333 1.41083 WICE 32,253,231 4.94758 WIIK 3,445,439 0.41131 WIN 449,293 0.08007 WINDOW 986,204 0.11106 WINMED 606,397 0.15160 WINNER 6,882,229 1.14709
0.21693 WHART 8,529,126 0.24588 WHAUP 58,400,232 1.52680 WICE 35,321,391 5.41823 WIIK 3,203,832 0.38246 WIN 449,315 0.08007 WINDOW 188,000 0.02117 WINMED 606,400 0.15160 WINNER 6,900,148 1.15007 WORK