bills, the approval will be granted upon submission of a report on features of the bills. - Can be offered only to II or HNW. - If the offering is made to HNW, it shall be made through intermediaries
license in the category of venture capital management under this Ministerial Regulation shall- (1) be a limited company or a public limited company newly established to operate securities business in the
Ministerial Regulation as follows: Clause 1 The following Ministerial Regulations shall be repealed- (1) Ministerial Regulation No. 6 (B.E. 2539) issued under the Securities and Exchange Act B.E. 2535; and (2
capital management; (4) be able to show that its human resource will be prompt and adequate with a view to responsibility for venture capital management consideration on which shall be based on the company
limitedcompany to undertake securities finance business and application and issuance of license to the companyso established to undertake securities finance business shall be specified in this Ministerial
limited company to undertake such business with the SEC Office, provided that such application shall be in form and attached with supplementary documents as specified by the SEC. Clause 3 In case where the
investment advisory service under this Ministerial Regulation shall be any of the followings- (1) commercial bank under law on commercial banking; (2) finance company under law on undertakings of finance
offering of bonds [2] only. - Application shall be submitted for an approval. The following qualifications will be considered: 1. Financial statements shall be prepared in accordance with the financial
' representative). - Application shall be submitted for an approval. The following qualifications will be considered: 1. Features and the name of instruments comply with the requirements. 2. The transfer restriction
persons related to the issuer or II or HNW. - If the offering is made to HNW who is not a person related to the issuer, it shall be made through intermediaries. - The approval will be granted upon the